Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

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Displaying 1,681-1,690 out of 2,341 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Man FRM Alternative Multi-Strategy Fund Ltd	1459971	09/06/2017	D/A	Indefinite	$75,295,878
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Alkeon Growth Offshore Fund, Ltd.	1278837	11/02/2015	D/A	Indefinite	$75,272,964
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	PINNACLE WEST CAPITAL CORP	764622	01/24/2020	D/A	Indefinite	$75,075,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	MetLife Insurance CO of Connecticut	733076	10/28/2014	D/A	Indefinite	$74,996,120
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Highbridge Commodities FuturesAccess LLC	1534977	12/14/2012	D/A	Indefinite	$74,879,098
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	GROSVENOR REGISTERED MULTI-STRATEGY FUND (TI 1), LLC	1475457	07/18/2013	D/A	Indefinite	$74,206,707
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	EVENT DRIVEN & CREDIT HEDGEACCESS LTD	1456314	03/05/2015	D/A	Indefinite	$74,123,213
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Man FRM Event Equity & Distressed Strategies Ltd.	1456314	08/21/2015	D/A	Indefinite	$74,123,213
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Man FRM Event Equity & Distressed Strategies Ltd.	1456314	08/22/2016	D/A	Indefinite	$74,123,213
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Man FRM Event Equity & Distressed Strategies Ltd.	1456314	08/22/2017	D/A	Indefinite	$74,123,213