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Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 1,661-1,670 out of 2,341 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Sterling Stamos Fixed Income Fund - Diversified, L.P.145936502/25/2011D/AIndefinite$76,865,642
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Sterling Stamos Fixed Income Fund - Diversified, L.P.145936502/27/2012D/AIndefinite$76,689,102
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Carlson Double Black Diamond Participation Fund LLC152988211/13/2013D/AIndefinite$76,419,100
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Paulson Recovery Participation Fund II LLC148629103/15/2011D/AIndefinite$76,283,276
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Sirios Access LLC151533704/01/2016D/AIndefinite$76,108,209
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691PINNACLE WEST CAPITAL CORP76462203/06/2020D/AIndefinite$76,025,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691FR XIII Global Energy Trust157995208/09/2013D/AIndefinite$75,950,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691BRIGHTHOUSE LIFE INSURANCE Co73307609/27/2021D/AIndefinite$75,848,798
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691BRIGHTHOUSE LIFE INSURANCE Co73307609/27/2022D/AIndefinite$75,848,798
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691BRIGHTHOUSE LIFE INSURANCE Co73307609/27/2018D/AIndefinite$75,821,120

2,341 Results

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