Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

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Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Emerging Markets Opportunities LLC	1490362	04/26/2013	D/A	Indefinite	$91,666,615
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	ML BlueTrend FuturesAccess LLC	1471270	10/15/2013	D/A	Indefinite	$91,658,256
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	OZOFII Access Ltd.	1489970	04/26/2011	D/A	Indefinite	$91,223,135
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Brevan Howard Multi-Strategy Participation Fund Ltd.	1535135	04/04/2016	D/A	Indefinite	$91,194,683
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Diameter Access LLC	1808669	04/08/2021	D/A	Indefinite	$91,003,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	GROSVENOR REGISTERED MULTI-STRATEGY FUND (TE), LLC	1475455	07/19/2012	D/A	Indefinite	$90,827,478
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	FR XIII Global Energy Trust	1579952	12/09/2013	D/A	$90,725,000	$90,725,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	POST ACCESS LLC	1460049	03/11/2010	D/A	Indefinite	$90,676,644
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	CORE OPPORTUNISTIC EQUITY FUND LLC	1437583	03/03/2011	D/A	Indefinite	$90,665,643
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Brevan Howard Multi-Strategy Participation Fund Ltd.	1535135	09/15/2015	D/A	Indefinite	$90,404,683