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Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 1,561-1,570 out of 2,341 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Ascend Access LLC150473211/04/2013D/AIndefinite$95,165,794
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Alkeon Growth Offshore Fund II, Ltd.150346210/23/2020D/AIndefinite$94,949,745
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Brevan Howard Multi-Strategy Participation Fund LLC153547512/03/2013D/AIndefinite$94,840,350
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691EVENT-DRIVEN & CREDIT HEDGEACCESS LLC146001503/11/2010D/AIndefinite$94,694,653
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Monarch Debt Recovery Participation Fund LLC149625309/15/2017D/AIndefinite$94,540,465
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Permal Access LLC140838203/13/2009D/AIndefinite$94,242,130
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691BELVEDERE CAPITAL FUND CO LLC103560203/05/2019D/AIndefinite$94,157,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691BELVEDERE CAPITAL FUND CO LLC103560203/05/2020D/AIndefinite$94,157,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691OZOIF IRA Access Ltd.151533211/07/2016D/AIndefinite$93,899,453
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691HALCYON ACCESS III LLC134143503/12/2012D/AIndefinite$93,572,595

2,341 Results

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