Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

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Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	CIGNA CORP	701221	10/20/2011	D/A	$500,000,000	$100,000,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	TRELLUS ACCESS LTD	1341514	03/11/2011	D/A	Indefinite	$99,848,184
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	TRELLUS ACCESS LTD	1341514	03/12/2012	D/A	Indefinite	$99,848,184
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	TRELLUS ACCESS LTD	1341514	03/11/2009	D/A	Indefinite	$99,245,913
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	TRELLUS ACCESS LTD	1341514	03/11/2010	D/A	Indefinite	$99,245,913
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	SLP IV Technology Fund (Offshore), L.P.	1554502	12/06/2012	D/A	$99,025,000	$99,025,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Global Equity Absolute Return Partners, L.P.	1566023	06/20/2019	D/A	Indefinite	$97,538,905
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Monarch Debt Recovery Participation Fund LLC	1496253	05/18/2022	D/A	Indefinite	$97,502,465
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Monarch Debt Recovery Participation Fund LLC	1496253	05/18/2023	D/A	Indefinite	$97,502,465
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	CORE OPPORTUNISTIC EQUITY FUND LLC	1437583	05/21/2012	D/A	Indefinite	$97,499,129