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Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 1,501-1,510 out of 2,341 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691ML BlueTrend FuturesAccess LLC147127010/17/2016D/AIndefinite$108,623,230
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Sageview III (B), L.P.180556303/09/2021D/A$600,000,000$108,475,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691ML BlueTrend FuturesAccess LLC147127010/15/2015D/AIndefinite$108,420,230
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691PERMAL INVESTMENT PARTNERS, L.P.123211603/14/2013D/AIndefinite$108,391,316
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Vesey Street Fund V, L.P.155593508/07/2014D/AIndefinite$108,362,680
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691GLG European Long-Short Fund LP155178401/27/2014D/AIndefinite$108,280,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Chilton Small Cap Access LLC130393103/13/2009D/AIndefinite$108,134,934
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691SCP Absolute Return (Offshore) Fund, Ltd.136229202/24/2017D/AIndefinite$108,114,099
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Excelsior Hedge Fund Direct, LP - Kingdon Associates145936105/13/2016D/AIndefinite$107,996,048
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691KKR North America Fund XIII Private Investors (Direct) L.P.185369008/02/2021D/AIndefinite$107,908,000

2,341 Results

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