Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

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Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Ascend Access LLC	1504732	01/30/2017	D/A	Indefinite	$123,592,883
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	AQR DELTA TOTAL RETURN FUND LP	1459599	10/13/2017	D/A	Indefinite	$123,464,997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Brevan Howard Multi-Strategy Participation Fund LLC	1535475	12/03/2015	D/A	Indefinite	$122,528,755
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	AQR DELPHI LONG-SHORT EQUITY OFFSHORE FUND, L.P.	1779468	02/09/2023	D/A	Indefinite	$122,150,220
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	CASTLEROCK FUND LTD	1461095	03/25/2010	D/A	Indefinite	$121,993,232
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	LS VIII Recovery Trust	1573200	04/29/2013	D/A	Indefinite	$121,715,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Excelsior Multi-Strategy Hedge Fund of Funds (TE), LLC	1391975	03/14/2011	D/A	Indefinite	$121,685,575
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	ESG Cross Border Equity Participation Fund LLC	1569070	02/10/2016	D/A	Indefinite	$121,483,399
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Ascend Access LLC	1504732	01/29/2016	D/A	Indefinite	$121,316,883
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Paloma Access LLC	1576442	05/13/2015	D/A	Indefinite	$120,461,722