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Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 1,421-1,430 out of 2,341 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Brevan Howard Multi-Strategy Participation Fund LLC153547504/03/2017D/AIndefinite$132,385,755
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Fundamental Credit Opportunities II LP159170911/15/2016D/AIndefinite$131,941,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Fundamental Credit Opportunities II LP159170911/14/2017D/AIndefinite$131,941,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Fundamental Credit Opportunities II LP159170903/20/2018D/AIndefinite$131,941,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691CASTLEROCK FUND LTD146109503/24/2011D/AIndefinite$131,639,532
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Fundamental Partners Municipal Trust154558707/19/2012D/A$131,255,000$131,255,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691CONCOURSE CAPITAL PARTNERS LP145397504/12/2016D/AIndefinite$131,083,050
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691GLG European Long-Short Fund LP155178403/13/2014D/AIndefinite$131,030,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Chilton Small Cap Access LLC130393103/11/2010D/AIndefinite$130,186,253
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691EQUITY LONG-SHORT HEDGE ACCESS LLC146053703/11/2010D/AIndefinite$129,974,157

2,341 Results

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