Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Search by Recipient Name or Primary Issuer:

Displaying 1,341-1,350 out of 2,341 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Paulson Recovery Participation Fund LLC	1486292	03/15/2012	D/A	Indefinite	$151,283,878
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	IRONWOOD CAPITAL PARTNERS LP	1120213	09/17/2012	D/A	Indefinite	$151,039,686
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Excelsior Multi-Strategy Hedge Fund of Funds (TI), LLC	1391976	03/14/2012	D/A	Indefinite	$151,034,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Beach Point Access Ltd.	1457062	11/10/2015	D/A	Indefinite	$150,781,087
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Paulson Advantage Access II Ltd.	1466805	06/28/2012	D/A	Indefinite	$150,750,633
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	IRONWOOD CAPITAL PARTNERS LP	1120213	09/14/2011	D/A	Indefinite	$150,724,686
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Sterling Stamos Concentrated Value (Offshore) Fund, Ltd.	1413793	02/25/2010	D/A	Indefinite	$150,325,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Paulson Recovery Participation Fund II LLC	1486291	03/14/2014	D/A	Indefinite	$150,260,476
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	BlueMountain Long/Short Equity Fund L.P.	1547902	07/14/2017	D/A	Indefinite	$150,124,645
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Bank of New York Mellon CORP	1390777	10/05/2011	D/A	$5,000,000,000	$150,000,000