Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

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Displaying 1,331-1,340 out of 2,341 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	ENTRUSTPERMAL INVESTMENT PARTNERS, L.P.	1232116	03/16/2017	D/A	Indefinite	$154,334,104
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	ALPINE ASSOCIATES ACCESS LLC	1342223	03/10/2010	D/A	Indefinite	$154,265,886
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Hawkes Bay Investors (Cayman), Ltd.	1537577	03/02/2017	D/A	Indefinite	$153,945,860
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Abbey Capital Daily Futures Fund Ltd	1603607	03/29/2019	D/A	Indefinite	$153,225,280
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	BlackRock Appreciation Fund IV (ERISA), Ltd.	1478205	12/10/2012	D/A	Indefinite	$152,650,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	MacKay Municipal New York Opportunities Fund, LP	1685030	09/26/2019	D/A	Indefinite	$152,648,732
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	LOCUST WOOD CAPITAL OFFSHORE LTD	1357210	03/16/2015	D/A	Indefinite	$151,899,994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	CORE FIXED INCOME FUND LLC	1435677	05/19/2009	D/A	Indefinite	$151,647,738
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Excelsior Multi-Strategy Hedge Fund of Funds (TI), LLC	1391976	03/14/2013	D/A	Indefinite	$151,634,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	CQS ABS Feeder Fund LLC	1752249	01/21/2022	D/A	Indefinite	$151,511,125