Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

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Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	YORK TOTAL ACCESS III LLC	1437254	03/10/2011	D/A	Indefinite	$160,520,776
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Renaissance Access II LLC	1409732	03/13/2009	D/A	Indefinite	$160,394,366
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Renaissance Access II LLC	1409732	03/11/2010	D/A	Indefinite	$160,394,366
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Sculptor Access LLC	1489969	03/29/2023	D/A	Indefinite	$158,372,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	BlackRock Appreciation Fund IV (ERISA), Ltd.	1478205	10/15/2015	D/A	Indefinite	$158,087,879
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	BlackRock Appreciation Fund IV (ERISA), Ltd.	1478205	05/13/2016	D/A	Indefinite	$158,087,879
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	K2 Overseas Long Short Fund Ltd	1319592	08/25/2017	D/A	Indefinite	$157,974,476
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Renaissance RIDA Access LLC	1711943	05/16/2019	D/A	Indefinite	$157,786,753
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Beach Point Access LLC	1460049	03/14/2013	D/A	Indefinite	$157,706,988
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	BlackRock Appreciation Fund IV (ERISA), Ltd.	1478205	12/10/2014	D/A	Indefinite	$157,287,879