Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

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Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	ALTERNATIVE TREASURY STRATEGY LLC	1311601	03/12/2014	D/A	Indefinite	$179,105,407
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Hamilton Lane Private Equity Offshore Fund IX LP	1631575	08/03/2016	D/A	Indefinite	$179,015,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	ALTERNATIVE TREASURY STRATEGY LLC	1311601	03/17/2011	D/A	Indefinite	$178,855,407
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	AG Mortgage Value Participation Fund LLC	1568644	02/09/2018	D/A	Indefinite	$178,180,705
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Man FRM Global Macro Strategies LLC	1515335	08/22/2017	D/A	Indefinite	$177,997,363
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Man FRM Global Macro Strategies LLC	1515335	08/22/2018	D/A	Indefinite	$177,997,363
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	PAULSON ACCESS LLC	1211374	03/13/2009	D/A	Indefinite	$177,559,212
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Strategic Partners Fund VII, L.P.	1653745	01/20/2016	D/A	Indefinite	$175,925,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Beach Point Access Ltd.	1457062	05/18/2023	D/A	Indefinite	$175,765,656
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	K2 Overseas Long Short Fund Ltd	1319592	08/22/2016	D/A	Indefinite	$175,731,316