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Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 1,201-1,210 out of 2,341 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691MARINER ACCESS LLC133766103/13/2009D/AIndefinite$197,013,808
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691AG Mortgage Value Participation Fund Ltd.157133305/18/2021D/AIndefinite$196,972,865
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Hawkes Bay Investors (Cayman), Ltd.153757702/25/2020D/AIndefinite$196,429,860
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691ROBECO SAGE ACCESS LLC134851603/12/2012D/AIndefinite$196,183,537
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691YORK TOTAL ACCESS LTD140221703/11/2009D/AIndefinite$196,034,534
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691ROBECO SAGE ACCESS LLC134851603/11/2011D/AIndefinite$195,451,112
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691PAULSON ACCESS LTD121916203/11/2010D/AIndefinite$195,289,460
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Hawkes Bay Investors (Cayman), Ltd.153757712/13/2019D/AIndefinite$195,079,860
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Sterling Stamos Fixed Income Fund - Diversified, L.P.145936503/26/2014D/AIndefinite$194,965,875
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Alkeon Growth RJ Partners, LP150115609/21/2016D/AIndefinite$194,535,004

2,341 Results

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