Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

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Displaying 1,111-1,120 out of 2,341 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	AQR Delphi Long-Short Equity Fund, L.P.	1524221	11/10/2022	D/A	Indefinite	$221,458,334
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	OZDPII Access LLC	1489969	04/26/2012	D/A	Indefinite	$221,435,886
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	AG Mortgage Value Participation Fund Ltd.	1571333	05/18/2023	D/A	Indefinite	$221,006,865
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	AQR Delphi Long-Short Equity Fund, L.P.	1524221	08/11/2022	D/A	Indefinite	$220,108,334
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	YORK TOTAL ACCESS LLC	1390243	03/11/2010	D/A	Indefinite	$219,981,034
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Hawkes Bay Investors (Cayman), Ltd.	1537577	02/25/2022	D/A	Indefinite	$219,647,330
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Hawkes Bay Investors (Cayman), Ltd.	1537577	02/23/2023	D/A	Indefinite	$219,647,330
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Hawkes Bay Investors (Cayman), Ltd.	1537577	05/08/2023	D/A	Indefinite	$219,647,330
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Hawkes Bay Investors (Cayman), Ltd.	1537577	05/18/2023	D/A	Indefinite	$219,647,330
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	SCP Alpha Omega Fund, L.P.	1330667	11/09/2018	D/A	Indefinite	$219,639,934