Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

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Displaying 1,061-1,070 out of 2,341 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	K2 LONG SHORT FUND LLC	1231119	02/22/2016	D/A	Indefinite	$240,206,235
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Alkeon Growth RJ Partners, LP	1501156	10/26/2018	D/A	Indefinite	$238,369,247
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Carlson Double Black Diamond Participation Fund LLC	1529882	05/18/2020	D/A	Indefinite	$237,595,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	YORK TOTAL ACCESS LLC	1390243	03/11/2011	D/A	Indefinite	$236,665,104
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	K2 LONG SHORT FUND LLC	1231119	03/09/2017	D/A	Indefinite	$236,497,430
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Beach Point Access LLC	1460049	09/15/2015	D/A	Indefinite	$235,597,347
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Alkeon Growth Offshore Fund, Ltd.	1278837	10/25/2019	D/A	Indefinite	$235,352,313
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	PAULSON ACCESS LLC	1211374	03/12/2014	D/A	Indefinite	$235,012,607
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	GSO Mezzanine Finance Trust	1536437	02/06/2012	D/A	$233,525,000	$233,525,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	EQUITY LONG-SHORT HEDGE ACCESS LLC	1460537	03/12/2015	D/A	Indefinite	$232,681,939