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Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 81-90 out of 348 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691LINCOLN LIFE FLEXIBLE PREMIUM VARIABLE LIFE ACCOUNT Z125773406/17/2010D/AIndefinite$86,131,783
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Emerging Markets Opportunities LLC149036204/27/2012D/AIndefinite$85,966,965
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Paulson Gold Participation Fund LLC150083409/14/2011D/AIndefinite$85,732,076
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691AG Mortgage Value Participation Fund Ltd.157133305/16/2019D/AIndefinite$85,464,865
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691IRONWOOD PARTNERS III LP142360609/14/2011D/AIndefinite$85,313,355
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691OZOIF IRA Access Ltd.151533209/15/2015D/AIndefinite$85,259,189
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691CORE ABSOLUTE RETURN FUND LLC143758403/12/2012D/AIndefinite$85,158,217
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691LINCOLN LIFE FLEXIBLE PREMIUM VARIABLE LIFE ACCOUNT Z125773410/07/2011DIndefinite$85,103,372
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691HelioVolt Corp132785409/23/2011D$84,964,304$84,964,304
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691EQUITY LONG-SHORT HEDGE ACCESS LTD145703003/12/2014D/AIndefinite$84,891,360

348 Results

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