Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

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Displaying 41-50 out of 348 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Paulson Recovery Participation Fund Ltd.	1486293	03/14/2014	D/A	Indefinite	$93,185,084
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	CABOT CORP	16040	01/30/2013	D	$750,000,000	$93,000,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	HALCYON ACCESS III LLC	1341435	03/13/2009	D/A	Indefinite	$92,958,070
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	HALCYON ACCESS III LLC	1341435	03/11/2010	D/A	Indefinite	$92,958,070
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Excelsior Multi-Strategy Hedge Fund of Funds (TI), LLC	1391976	03/15/2010	D/A	Indefinite	$92,812,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	CQS ABS Feeder Fund LLC	1752249	01/23/2020	D/A	Indefinite	$92,647,375
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Brevan Howard Multi-Strategy Participation Fund Ltd.	1535135	04/03/2017	D/A	Indefinite	$92,524,683
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	GSO Mezzanine Finance Fund (Offshore), L.P.	1536439	12/06/2011	D	$92,350,000	$92,350,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Carlyle AIP Secondaries Access VIII (Offshore) L.P.	1981635	06/27/2023	D	$92,185,000	$92,185,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Paulson Recovery Participation Fund Ltd.	1486293	03/15/2013	D/A	Indefinite	$91,667,584