Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 31-40 out of 348 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Permal Access LLC	1408382	03/13/2009	D/A	Indefinite	$94,242,130
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	BELVEDERE CAPITAL FUND CO LLC	1035602	03/05/2019	D/A	Indefinite	$94,157,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	BELVEDERE CAPITAL FUND CO LLC	1035602	03/05/2020	D/A	Indefinite	$94,157,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Blackstone Tac Opps Access L.P.	1692032	12/12/2016	D	Indefinite	$94,133,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	OZOIF IRA Access Ltd.	1515332	11/07/2016	D/A	Indefinite	$93,899,453
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Carlyle International Energy Trust	1615100	08/26/2014	D	$93,725,000	$93,725,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	HALCYON ACCESS III LLC	1341435	03/12/2012	D/A	Indefinite	$93,572,595
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Paulson Recovery Participation Fund Ltd.	1486293	03/16/2015	D/A	Indefinite	$93,535,085
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Paulson Recovery Participation Fund Ltd.	1486293	03/01/2016	D/A	Indefinite	$93,535,085
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	HALCYON ACCESS III LLC	1341435	03/10/2011	D/A	Indefinite	$93,522,595

348 Results

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