Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Form Ds provide information on individual, unregistered securities offerings.

Search by Recipient Name or Primary Issuer:

Clear Filters

$0 to $1 Million $1 to $5 Million $5 to $10 Million $10 to $25 Million $25 to $50 Million $50 to $100 Million $100 Million to $1 Billion $1 Billion to $5 Billion $10 Billion to $25 Billion $5 Billion to $10 Billion $25 Billion to $50 Billion

Sort by:

Displaying 341-348 out of 348 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	OZOIF IRA Access Ltd.	1515332	03/07/2013	D/A	Indefinite	$50,544,168
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	AQR DELTA Total Return Offshore Fund, L.P.	1670862	04/23/2018	D/A	Indefinite	$50,434,705
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Marathon Access Ltd.	1518835	11/10/2015	D/A	Indefinite	$50,429,015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Marathon Access Ltd.	1518835	02/12/2016	D/A	Indefinite	$50,429,015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Marathon Access Ltd.	1518835	02/13/2017	D/A	Indefinite	$50,429,015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	HAMPTON ROADS BANKSHARES INC	1143155	01/06/2011	D	$50,259,093	$50,259,093
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Alkeon Growth Offshore Fund II, Ltd.	1503462	10/25/2019	D/A	Indefinite	$50,224,212
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Relative Value Opportunities Fund LLC	1535136	11/08/2013	D/A	Indefinite	$50,006,125

348 Results

<
1
...
33
34
35