Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 331-340 out of 348 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Carlyle AIP Secondaries Access VII (Offshore) L.P.	1812195	08/12/2020	D/A	$51,675,000	$51,675,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	GROSVENOR REGISTERED MULTI-STRATEGY FUND (TI 1), LLC	1475457	07/21/2011	D/A	Indefinite	$51,552,379
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Gotham Tax Enhanced Long Fund, LP	1746681	10/12/2022	D/A	Indefinite	$51,533,825
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	QIM Global Access Fund LLC	1750940	05/18/2021	D/A	Indefinite	$51,471,400
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Monarch Debt Recovery Participation Fund LLC	1496253	07/12/2012	D/A	Indefinite	$51,279,365
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Brookside Mill CLO Ltd.	1578449	06/06/2013	D	$51,125,000	$51,125,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Sculptor Access Ltd.	1489970	03/30/2022	D/A	Indefinite	$50,960,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	BA Hedge Fund Direct - Kingdon Associates	1459361	10/25/2013	D/A	Indefinite	$50,622,697
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	QIM Global Access Fund LLC	1750940	05/18/2020	D/A	Indefinite	$50,571,400
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Marathon Access LLC	1518551	12/09/2014	D/A	Indefinite	$50,561,043

348 Results

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