Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Search by Recipient Name or Primary Issuer:

Displaying 311-320 out of 348 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	AQR DELTA Total Return Offshore Fund, L.P.	1670862	04/11/2019	D/A	Indefinite	$53,764,705
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Paulson Recovery Participation Fund Ltd.	1486293	03/16/2010	D	Indefinite	$53,613,784
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	AG Mortgage Value Participation Fund Ltd.	1571333	02/09/2018	D/A	Indefinite	$53,563,865
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	WTN FA Diversified Futures Fund (US), L.P.	1747315	11/15/2021	D/A	Indefinite	$53,546,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	TORREY ASIA FUND, L.P.	1267049	03/16/2010	D/A	Indefinite	$53,313,141
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	KKR North America Fund XIII Private Investors (Offshore) L.P.	1896269	12/03/2021	D	Indefinite	$53,110,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	KKR North America Fund XIII Private Investors (Offshore) L.P.	1896269	02/08/2022	D/A	Indefinite	$53,110,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	BA Hedge Fund Direct - Kingdon Associates	1459361	11/30/2012	D/A	Indefinite	$53,068,911
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Blackstone Alternatives Solution VI Fund (Offshore) L.P.	1797710	12/27/2019	D	$53,005,000	$53,005,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	TORREY ASIA FUND LP	1267049	03/18/2009	D/A	Indefinite	$52,935,141