Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

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Displaying 281-290 out of 348 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	GI Partners IV Mid-Market Trust	1594026	01/29/2014	D	$56,500,000	$56,500,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	ALPINE ASSOCIATES ACCESS LTD	1342225	03/10/2011	D/A	Indefinite	$56,463,301
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Margate Capital Partners Fund Ltd	1686845	01/28/2019	D/A	Indefinite	$56,350,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	SLP VI Technology Fund (Offshore), L.P.	1818038	07/27/2020	D	$56,201,050	$56,201,050
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Eversept Global Healthcare Offshore Fund, Ltd.	1692010	10/31/2022	D/A	Indefinite	$56,125,226
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Brookfield Infrastructure Access Fund IV (Offshore), L.P. (M)	1801553	02/13/2020	D	$56,050,000	$56,050,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Abbey Capital Daily Futures Fund Ltd	1603607	03/31/2016	D/A	Indefinite	$55,817,076
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	AQR Tax Advantaged Global Equity Market Neutral Fund, L.P.	1616851	02/05/2018	D/A	Indefinite	$55,724,608
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Sterling Stamos Fixed Income Fund - Diversified, L.P.	1459365	02/27/2013	D/A	Indefinite	$55,650,831
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	ML Transtrend DTP Enhanced FuturesAccess LLC	1399406	03/16/2012	D/A	Indefinite	$54,940,165