Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

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Displaying 261-270 out of 348 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Clough Access LLC	1518552	01/07/2013	D/A	Indefinite	$59,951,835
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Clough Access LLC	1518552	09/06/2012	D/A	Indefinite	$59,783,835
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	VESEY STREET PORTFOLIO V, L.P.	1546879	08/15/2012	D/A	Indefinite	$59,700,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Excelsior Multi-Strategy Institutional Hedge Fund, Ltd.	1459971	01/03/2013	D/A	Indefinite	$59,575,077
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	OZOIF IRA Access Ltd.	1515332	09/16/2013	D/A	Indefinite	$59,284,853
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Sirios Access LLC	1515337	09/15/2014	D/A	Indefinite	$59,248,955
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Manticore Fund (Cayman) Ltd.	1600491	01/18/2019	D/A	Indefinite	$59,028,041
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NB Crossroads Participation Fund 23 (TE), L.P.	1867088	06/17/2021	D	$58,400,000	$58,400,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Sterling Stamos Fixed Income Fund - Diversified, L.P.	1459365	02/27/2014	D/A	Indefinite	$58,150,831
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Blackstone Strategic Partners Secondaries VI Fund (Offshore), L.P.	1615085	08/26/2014	D	$57,950,000	$57,950,000