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Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 191-200 out of 348 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691TRELLUS ACCESS II LLC137067403/12/2012D/AIndefinite$72,620,490
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691TRELLUS ACCESS II LLC137067403/11/2010D/AIndefinite$72,620,489
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691TRELLUS ACCESS II LLC137067403/12/2009D/AIndefinite$72,550,935
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691WGL HOLDINGS INC110360105/21/2021D/A$350,000,000$72,500,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Carlson Double Black Diamond Participation Fund Ltd.152988311/07/2016D/AIndefinite$72,490,048
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691BA Hedge Fund Direct - Kingdon Associates145936111/29/2010D/AIndefinite$72,474,291
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691POST ACCESS LTD145706203/11/2010D/AIndefinite$72,171,906
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691BELVEDERE CAPITAL FUND CO LLC103560203/05/2013D/AIndefinite$72,117,788
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Boston Capital Corporate Tax Credit Fund XXXVI, A Limited Partnership155994910/11/2012D$149,000,000$72,100,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691MetLife Insurance CO of Connecticut73307601/06/2012D/AIndefinite$72,061,721

348 Results

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