Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 11-20 out of 348 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Monarch Debt Recovery Participation Fund LLC	1496253	05/18/2023	D/A	Indefinite	$97,502,465
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	CORE OPPORTUNISTIC EQUITY FUND LLC	1437583	05/21/2012	D/A	Indefinite	$97,499,129
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Permal Access LLC	1408382	03/11/2010	D/A	Indefinite	$97,484,230
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Crescent VII Mezzanine Trust	1692114	01/05/2017	D	Indefinite	$97,325,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Monarch Debt Recovery Participation Fund LLC	1496253	05/18/2021	D/A	Indefinite	$97,002,465
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Monarch Debt Recovery Participation Fund LLC	1496253	05/18/2020	D/A	Indefinite	$96,902,465
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Czech III Senior Loan Trust	1662504	01/05/2016	D	Indefinite	$96,875,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Sterling Stamos Fixed Income Fund - Diversified, L.P.	1459365	02/25/2010	D/A	Indefinite	$96,749,356
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	CORE OPPORTUNISTIC EQUITY FUND LLC	1437583	05/20/2011	D/A	Indefinite	$96,554,129
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Beach Point Access Ltd.	1457062	03/14/2012	D/A	Indefinite	$96,483,207

348 Results

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