Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Search by Recipient Name or Primary Issuer:

Displaying 171-180 out of 348 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	MetLife Insurance Co USA	733076	11/17/2015	D	Indefinite	$74,996,120
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	MetLife Insurance Co USA	733076	10/14/2016	D	Indefinite	$74,996,120
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	BRIGHTHOUSE LIFE INSURANCE Co	733076	09/29/2017	D	Indefinite	$74,996,120
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Highbridge Commodities FuturesAccess LLC	1534977	12/14/2012	D/A	Indefinite	$74,879,098
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	GROSVENOR REGISTERED MULTI-STRATEGY FUND (TI 1), LLC	1475457	07/18/2013	D/A	Indefinite	$74,206,707
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	EVENT DRIVEN & CREDIT HEDGEACCESS LTD	1456314	03/05/2015	D/A	Indefinite	$74,123,213
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Man FRM Event Equity & Distressed Strategies Ltd.	1456314	08/21/2015	D/A	Indefinite	$74,123,213
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Man FRM Event Equity & Distressed Strategies Ltd.	1456314	08/22/2016	D/A	Indefinite	$74,123,213
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Man FRM Event Equity & Distressed Strategies Ltd.	1456314	08/22/2017	D/A	Indefinite	$74,123,213
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	EVENT DRIVEN & CREDIT HEDGEACCESS LTD	1456314	03/05/2014	D/A	Indefinite	$74,104,212