Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

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Displaying 161-170 out of 348 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Excelsior Multi-Strategy Institutional Hedge Fund, Ltd.	1459971	01/02/2014	D/A	Indefinite	$75,295,878
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Excelsior Multi-Strategy Institutional Hedge Fund, Ltd.	1459971	01/02/2015	D/A	Indefinite	$75,295,878
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Man FRM Alternative Multi-Strategy Fund Ltd	1459971	09/03/2015	D/A	Indefinite	$75,295,878
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Man FRM Alternative Multi-Strategy Fund Ltd	1459971	09/06/2016	D/A	Indefinite	$75,295,878
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Man FRM Alternative Multi-Strategy Fund Ltd	1459971	09/06/2017	D/A	Indefinite	$75,295,878
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Alkeon Growth Offshore Fund, Ltd.	1278837	11/02/2015	D/A	Indefinite	$75,272,964
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	PINNACLE WEST CAPITAL CORP	764622	01/24/2020	D/A	Indefinite	$75,075,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Healthcare Royalties II Trust	1631011	01/22/2015	D	$75,025,000	$75,025,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	MetLife Insurance CO of Connecticut	733076	01/09/2014	D	Indefinite	$74,996,120
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	MetLife Insurance CO of Connecticut	733076	10/28/2014	D/A	Indefinite	$74,996,120