Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Search by Recipient Name or Primary Issuer:

Displaying 151-160 out of 348 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	FR XIII Global Energy Trust	1579952	08/09/2013	D/A	Indefinite	$75,950,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	BRIGHTHOUSE LIFE INSURANCE Co	733076	09/27/2021	D/A	Indefinite	$75,848,798
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	BRIGHTHOUSE LIFE INSURANCE Co	733076	09/27/2022	D/A	Indefinite	$75,848,798
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	BRIGHTHOUSE LIFE INSURANCE Co	733076	09/27/2018	D/A	Indefinite	$75,821,120
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	BRIGHTHOUSE LIFE INSURANCE Co	733076	09/26/2019	D/A	Indefinite	$75,821,120
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	BRIGHTHOUSE LIFE INSURANCE Co	733076	09/28/2020	D/A	Indefinite	$75,821,120
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	TORREY ASIA ACCESS LLC	1372143	03/12/2009	D/A	Indefinite	$75,783,177
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Paulson Recovery Participation Fund Ltd.	1486293	03/15/2011	D/A	Indefinite	$75,708,148
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	AQR Tax Advantaged Global Relaxed Constraint Equity Fund, L.P.	1724627	09/08/2022	D/A	Indefinite	$75,650,551
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	AQR Tax Advantaged Global Relaxed Constraint Equity Fund, L.P.	1724627	09/09/2021	D/A	Indefinite	$75,375,551