Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Search by Recipient Name or Primary Issuer:

Displaying 141-150 out of 348 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	ML Transtrend DTP Enhanced FuturesAccess LLC	1399406	11/10/2015	D/A	Indefinite	$77,261,934
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	AMERICAN INFRASTRUCTURE MLP ASSOCIATES FUND, L.P.	1484402	06/17/2010	D	$77,000,000	$77,000,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	SOUTH JERSEY GAS Co	1035216	07/27/2011	D	$200,000,000	$76,900,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Sterling Stamos Fixed Income Fund - Diversified, L.P.	1459365	02/25/2011	D/A	Indefinite	$76,865,642
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Sterling Stamos Fixed Income Fund - Diversified, L.P.	1459365	02/27/2012	D/A	Indefinite	$76,689,102
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Carlson Double Black Diamond Participation Fund LLC	1529882	11/13/2013	D/A	Indefinite	$76,419,100
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Paulson Recovery Participation Fund II LLC	1486291	03/15/2011	D/A	Indefinite	$76,283,276
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Sirios Access LLC	1515337	04/01/2016	D/A	Indefinite	$76,108,209
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	PINNACLE WEST CAPITAL CORP	764622	03/06/2020	D/A	Indefinite	$76,025,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Healthcare Royalties Trust	1527130	08/04/2011	D	$76,000,000	$76,000,000