Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

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Displaying 131-140 out of 348 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Brevan Howard Multi-Strategy Participation Fund Ltd.	1535135	09/13/2013	D/A	Indefinite	$79,117,622
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Chilton GNR Participation Fund LLC	1495463	07/22/2015	D/A	Indefinite	$78,922,061
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Chilton GNR Participation Fund LLC	1495463	07/23/2013	D/A	Indefinite	$78,921,961
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Chilton GNR Participation Fund LLC	1495463	07/22/2014	D/A	Indefinite	$78,921,961
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Carlson Double Black Diamond Participation Fund Ltd.	1529883	07/11/2018	D/A	Indefinite	$78,355,047
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	AG Mortgage Value Participation Fund Ltd.	1571333	02/11/2019	D/A	Indefinite	$78,341,865
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Chilton GNR Participation Fund LLC	1495463	07/12/2012	D/A	Indefinite	$78,135,786
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	OZOIF IRA Access Ltd.	1515332	09/15/2014	D/A	Indefinite	$77,828,189
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	DK Distressed Opportunities Access LLC	1727973	04/06/2021	D/A	Indefinite	$77,753,400
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Carlson Double Black Diamond Participation Fund Ltd.	1529883	07/11/2017	D/A	Indefinite	$77,525,048