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Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 111-120 out of 348 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691MESIROW ACCESS LTD136760103/11/2010D/AIndefinite$81,913,295
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691CORE ABSOLUTE RETURN FUND LLC143758403/11/2010D/AIndefinite$81,904,994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Sterling Stamos Endowment (Offshore) - Philanthropic Fund, Ltd.140902602/25/2011D/AIndefinite$81,887,219
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691MESIROW ACCESS LTD136760103/12/2009D/AIndefinite$81,813,295
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691FR XIII Global Energy Trust157995211/07/2013D/AIndefinite$81,725,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Mariner 2X Access Ltd136853203/12/2009D/AIndefinite$81,483,540
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Monarch Debt Recovery Participation Fund LLC149625309/15/2015D/AIndefinite$81,426,465
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Paulson Advantage Access IV LLC148996804/26/2011D/AIndefinite$81,241,540
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Alliant Tax Credit Fund 86, Ltd.170019103/08/2017D$100,000,000$81,000,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Manticore Fund (Cayman) Ltd.160049101/21/2022D/AIndefinite$80,828,241

348 Results

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