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Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 81-90 out of 91 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691DK Distressed Opportunities Access LLC172797301/11/2018DIndefinite$5,191,310
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT113585602/14/2014D/A$6,211,604$5,176,337
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT113585602/13/2015D/A$6,211,604$5,176,337
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT113585601/22/2016D/A$6,211,604$5,176,337
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT113585602/02/2017D/A$6,211,604$5,176,337
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Excelsior Private Markets Fund III (TE), LLC157291505/23/2014D/AIndefinite$5,136,818
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691RENAISSANCE FUTURES FUND ACCESS LLC145787203/11/2010D/AIndefinite$5,131,809
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT113585611/15/2011D/A$7,141,807$5,131,436
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691AVENUE ACCESS LLC158890210/10/2013DIndefinite$5,079,500
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT113585605/04/2012D$12,000,063$5,000,053

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