Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

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Displaying 71-80 out of 91 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Sirios Access Ltd.	1529896	12/13/2012	D/A	Indefinite	$5,634,237
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Ascend Access LLC	1504732	11/02/2010	D	Indefinite	$5,593,275
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Marathon Access LLC	1518551	04/26/2011	D	Indefinite	$5,573,125
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Nuveen High Yield Municipal Opportunities Fund LP	1779083	06/18/2019	D	Indefinite	$5,500,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	SUMMIT PARTNERS CONCENTRATED GROWTH L/S QP FUND LTD	1802661	06/28/2021	D/A	Indefinite	$5,447,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Bridgewater Pure Alpha Major Markets AFS Access Fund LLC	1953850	11/10/2022	D	Indefinite	$5,422,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Bridgewater Pure Alpha Major Markets AFS Access Fund Ltd	1957500	04/05/2023	D	Indefinite	$5,400,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	02/12/2015	D/A	$6,278,378	$5,231,982
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	01/21/2016	D/A	$6,278,378	$5,231,982
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	02/06/2017	D/A	$6,278,378	$5,231,982