Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 61-70 out of 91 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Beldore Capital Fund LLC	1404013	11/08/2018	D/A	Indefinite	$5,818,932
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Beldore Capital Fund LLC	1404013	11/08/2019	D/A	Indefinite	$5,818,932
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Beldore Capital Fund LLC	1404013	11/13/2020	D/A	Indefinite	$5,818,932
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Beldore Capital Fund LLC	1404013	11/18/2021	D/A	Indefinite	$5,818,932
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	04/02/2012	D/A	$8,831,689	$5,767,421
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	03/04/2013	D/A	$8,831,689	$5,767,421
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	12/21/2009	D	$8,751,012	$5,700,190
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	02/25/2011	D/A	$8,751,012	$5,700,190
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Monarch Debt Recovery Participation Fund Ltd.	1499499	08/20/2012	D/A	Indefinite	$5,636,703
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Sirios Access Ltd.	1529896	09/20/2012	D/A	Indefinite	$5,634,237

91 Results

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