Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 51-60 out of 91 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	EMSO Saguaro US Ltd.	1625621	10/21/2015	D/A	Indefinite	$6,460,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	03/12/2014	D/A	$7,589,922	$6,324,935
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	ING Clarion Market Neutral, LP	1357254	03/13/2009	D/A	Indefinite	$6,300,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	ING Clarion Market Neutral, LP	1357254	02/25/2010	D/A	Indefinite	$6,300,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Marathon Access Ltd.	1518835	10/10/2012	D/A	Indefinite	$6,130,014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Marathon Access Ltd.	1518835	11/08/2012	D/A	Indefinite	$6,130,014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	OZOFII Access Ltd.	1489970	04/22/2010	D	Indefinite	$6,069,400
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Brevan Howard Multi-Strategy Participation Fund Ltd.	1535135	11/29/2011	D	Indefinite	$6,065,095
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	05/03/2011	D	$15,226,816	$6,018,312
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	10/25/2012	D/A	$8,125,879	$5,951,496

91 Results

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