Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

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Displaying 41-50 out of 91 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	EXCELSIOR MULTI-STRATEGY HEDGE FUND OF FUNDS (TI 2), LLC	1469121	08/13/2012	D/A	Indefinite	$6,872,444
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	CQS ABS Feeder Fund LLC	1752249	09/14/2018	D	Indefinite	$6,778,375
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	10/23/2013	D/A	$9,110,011	$6,771,606
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Monarch Debt Recovery Participation Fund Ltd.	1499499	11/08/2013	D/A	Indefinite	$6,732,954
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Gold Bullion International LLC	1511026	08/09/2012	D/A	Indefinite	$6,716,418
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Gold Bullion International LLC	1511026	08/09/2013	D	Indefinite	$6,716,418
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	12/16/2013	D/A	$10,560,000	$6,600,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Landmark Private Equity Secondaries Fund XVI (Offshore), L.P.	1706113	05/10/2017	D	Indefinite	$6,550,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Monarch Debt Recovery Participation Fund Ltd.	1499499	08/20/2013	D/A	Indefinite	$6,482,953
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Excelsior Private Markets Fund III (TI), LLC	1572916	05/23/2014	D/A	Indefinite	$6,474,576