Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

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Displaying 31-40 out of 91 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	10/07/2014	D/A	$10,094,084	$7,591,667
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	SCP Absolute Return Partners Fund, L.P.	1581849	03/26/2014	D/A	Indefinite	$7,461,811
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	SCP Global Credit Fund, L.P.	1581849	02/27/2015	D/A	Indefinite	$7,461,811
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	SCP Global Credit Fund, L.P.	1581849	02/26/2016	D/A	Indefinite	$7,461,811
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Renaissance RIEF Access LLC	1727768	01/11/2018	D	Indefinite	$7,428,500
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	OZDPII Access III LLC	1530510	10/07/2011	D	Indefinite	$7,207,557
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	12/18/2009	D	$11,485,147	$7,178,217
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	400 Capital Credit Access LLC	1580243	09/05/2014	D/A	Indefinite	$7,154,720
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Emerging Markets Opportunities Ltd.	1490361	05/18/2010	D/A	Indefinite	$6,940,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	EXCELSIOR MULTI-STRATEGY HEDGE FUND OF FUNDS (TI 2), LLC	1469121	08/17/2011	D/A	Indefinite	$6,872,444