Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

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Displaying 21-30 out of 91 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	11/07/2017	D/A	$9,996,738	$8,330,615
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Sterling Stamos Equity (Offshore) Fund - Select, Ltd.	1441161	02/25/2010	D/A	Indefinite	$8,200,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	03/19/2015	D/A	$9,743,150	$8,119,292
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Sterling Stamos Growth (Offshore) Fund, Ltd.	1278101	02/27/2013	D/A	Indefinite	$8,072,963
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Sterling Stamos Growth (Offshore) Fund, Ltd.	1278101	02/27/2012	D/A	Indefinite	$8,072,962
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Marathon Access Ltd.	1518835	11/08/2013	D/A	Indefinite	$8,025,015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Emso Saguaro US Ltd.	1625621	10/19/2016	D/A	Indefinite	$7,910,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Tetragon Credit Income II (Onshore Feeder) L.P.	1702948	04/11/2017	D	Indefinite	$7,700,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	SCP Absolute Return Partners Fund, L.P.	1581849	07/23/2013	D	Indefinite	$7,600,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	SCP Absolute Return Partners Fund, L.P.	1581849	02/27/2014	D/A	Indefinite	$7,600,000