Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

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Displaying 11-20 out of 91 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	04/10/2017	D/A	$10,765,279	$8,971,066
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	12/01/2014	D/A	$10,560,000	$8,800,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Sirios Access Ltd.	1529896	09/13/2013	D/A	Indefinite	$8,708,842
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	08/28/2009	D	$13,476,380	$8,594,153
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	03/04/2010	D/A	$13,476,380	$8,594,153
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	10/14/2010	D/A	$13,476,380	$8,594,153
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Global Macro Opportunities Fund Ltd.	1515350	05/05/2011	D	Indefinite	$8,552,750
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Carlson Double Black Diamond Participation Fund LLC	1529882	09/20/2011	D	Indefinite	$8,478,750
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	11/18/2015	D/A	$9,996,738	$8,330,615
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	11/15/2016	D/A	$9,996,738	$8,330,615