Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

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Displaying 71-80 out of 240 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	01/04/2018	D/A	$50,784,570	$42,320,475
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	PERMAL PIH ACCESS LTD	1460183	03/12/2014	D/A	Indefinite	$42,299,904
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Man FRM Global Macro Strategies Ltd.	1515350	08/22/2017	D/A	Indefinite	$42,165,910
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	PERMAL PIH ACCESS LTD	1460183	03/12/2013	D/A	Indefinite	$42,049,904
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	MKP Opportunity Participation Fund LLC	1569076	02/13/2017	D/A	Indefinite	$42,004,075
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Man FRM Global Macro Strategies Ltd.	1515350	08/22/2016	D/A	Indefinite	$41,935,910
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	AG Mortgage Value Participation Fund Ltd.	1571333	02/09/2016	D/A	Indefinite	$41,909,865
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	FR XIII Global Energy Trust	1579952	07/10/2013	D/A	Indefinite	$41,900,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	CPG Carlyle Private Equity Fund, LLC	1560916	06/13/2013	D	Indefinite	$41,173,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Man FRM Global Macro Strategies Ltd.	1515350	08/21/2015	D/A	Indefinite	$41,050,910