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Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 61-70 out of 240 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691ENTRUSTPERMAL INVESTMENT PARTNERS, L.P.123211607/21/2020D/AIndefinite$43,407,780
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Tetragon Credit Income III (Onshore Feeder) L.P.172612901/02/2018DIndefinite$43,350,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691GROSVENOR REGISTERED MULTI-STRATEGY FUND (TE), LLC147545507/21/2011D/AIndefinite$42,814,955
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Carlyle AIP Secondaries Access VII (Offshore) L.P.181219506/08/2020D/A$42,675,000$42,675,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Blackstone Alternatives Solution VIII Fund (Offshore) L.P.191553603/09/2022D$42,660,000$42,660,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT113585601/14/2013D/A$50,784,570$42,320,475
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT113585612/10/2013D/A$50,784,570$42,320,475
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT113585611/24/2014D/A$50,784,570$42,320,475
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT113585612/08/2015D/A$50,784,570$42,320,475
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT113585612/07/2016D/A$50,784,570$42,320,475

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