Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 231-240 out of 240 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Paulson Gold Participation Fund LTD.	1500835	09/10/2015	D/A	Indefinite	$25,042,827
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Paulson Gold Participation Fund LTD.	1500835	09/10/2012	D/A	Indefinite	$25,042,826
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Paulson Gold Participation Fund LTD.	1500835	09/10/2013	D/A	Indefinite	$25,042,826
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Paulson Gold Participation Fund LTD.	1500835	09/10/2014	D/A	Indefinite	$25,042,826
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	04/17/2017	D/A	$30,029,802	$25,024,835
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	K2 Custom Solutions NMSUF Fund, Ltd.	1666777	02/16/2016	D	Indefinite	$25,000,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	K2 Custom Solutions NMSUF Fund, Ltd.	1666777	03/09/2017	D/A	Indefinite	$25,000,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	K2 Custom Solutions NMSUF Fund, Ltd.	1666777	04/24/2019	D/A	Indefinite	$25,000,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	K2 Custom Solutions NMSUF Fund, Ltd.	1666777	04/24/2020	D/A	Indefinite	$25,000,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	K2 Custom Solutions NMSUF Fund, Ltd.	1666777	04/28/2021	D/A	Indefinite	$25,000,000

240 Results

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