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Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 211-220 out of 240 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691PERMAL PIH ACCESS LTD146018303/11/2010D/AIndefinite$27,278,738
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Emerging Markets Opportunities Ltd.149036104/29/2011D/AIndefinite$27,268,105
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Blackstone Alternatives Solution IV Fund (Offshore), L.P.172818901/19/2018DIndefinite$27,175,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691CQS ABS Feeder Fund LLC175224901/24/2019D/AIndefinite$26,867,375
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691BlackRock Health Sciences Access Ltd.146679906/23/2010D/AIndefinite$26,848,762
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Magnetar Energy Participation Fund LLC157590101/10/2014DIndefinite$26,808,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Blackstone Tac Opps Access Fund (Offshore) L.P.169203512/12/2016DIndefinite$26,650,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691GI Partners IV Mid-Market Fund (Offshore), L.P.159402801/29/2014D$26,375,000$26,375,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691ESG Cross Border Equity Participation Fund Ltd.159719902/01/2016D/AIndefinite$25,951,413
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Marathon Access LLC151855101/07/2013D/AIndefinite$25,928,462

240 Results

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