Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

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Displaying 171-180 out of 240 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	FR XIII Global Energy Fund (Offshore), L.P.	1579951	11/07/2013	D/A	Indefinite	$32,700,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Sterling Stamos Security (Offshore) Fund -Select, Ltd.	1362292	02/27/2013	D/A	Indefinite	$32,575,793
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Sterling Stamos Security (Offshore) Fund -Select, Ltd.	1362292	02/27/2014	D/A	Indefinite	$32,575,793
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	FR XIII Global Energy Fund (Offshore), L.P.	1579951	08/09/2013	D/A	Indefinite	$31,900,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	ML TREND-FOLLOWING FUTURES FUND L.P.	1005177	03/30/2011	D/A	Indefinite	$31,700,844
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Rocket Global Innovation Fund II (Offshore), L.P.	1779103	06/10/2019	D	Indefinite	$31,400,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Anomaly Access LLC	1857620	04/25/2022	D/A	Indefinite	$31,300,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	SCP VI Turnaround Trust	1611152	06/30/2014	D	$31,100,000	$31,100,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	KKR Direct Lending II Trust	1611989	07/01/2014	D	Indefinite	$30,950,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	PERMAL PIH ACCESS LTD	1460183	03/11/2011	D/A	Indefinite	$30,425,465