Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

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Displaying 151-160 out of 240 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Emerging Markets Opportunities Ltd.	1490361	04/27/2012	D/A	Indefinite	$35,333,305
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	BA Hedge Fund Direct -- Clough Investment Partners I	1536649	01/03/2012	D	Indefinite	$35,200,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	EQUITY LONG-SHORT HEDGE ACCESS LTD	1457030	03/11/2010	D/A	Indefinite	$35,070,599
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Emso Saguaro US Ltd.	1625621	10/10/2018	D/A	Indefinite	$34,742,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Sirios Access Ltd.	1529896	09/15/2014	D/A	Indefinite	$34,551,367
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	ML TREND-FOLLOWING FUTURES FUND L.P.	1005177	03/16/2015	D/A	Indefinite	$34,475,163
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	ML TREND-FOLLOWING FUTURES FUND L.P.	1005177	03/18/2014	D/A	Indefinite	$34,475,162
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	ML TREND-FOLLOWING FUTURES FUND L.P.	1005177	03/18/2013	D/A	Indefinite	$34,422,162
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Gotham Tax Enhanced Neutral Fund, LP	1746690	11/10/2020	D/A	Indefinite	$34,295,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	ML Transtrend DTP Enhanced FuturesAccess LLC	1399406	07/28/2010	D/A	Indefinite	$34,133,290