Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 141-150 out of 240 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Gotham Tax Enhanced Long Fund, LP	1746681	10/11/2019	D/A	Indefinite	$36,510,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Emso Saguaro US Ltd.	1625621	10/09/2020	D/A	Indefinite	$36,201,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Ascend Access Ltd.	1504731	11/02/2012	D/A	Indefinite	$36,104,510
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	PERMAL PIH ACCESS LTD	1460183	03/12/2012	D/A	Indefinite	$36,101,405
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Emso Saguaro US Ltd.	1625621	10/10/2019	D/A	Indefinite	$36,051,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	GLG Cross Asset Value Offshore Fund Ltd.	1617767	08/26/2014	D	Indefinite	$36,000,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Pharos Healthcare IV Access Fund, L.P.	1936996	07/07/2022	D	$35,990,000	$35,990,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Global Macro Opportunities Fund Ltd.	1515350	05/08/2013	D/A	Indefinite	$35,843,360
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Sterling Stamos Endowment Fund, L.P.	1413777	02/25/2010	D/A	Indefinite	$35,770,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	SYSTEMATIC MOMENTUM II LLC	1384841	08/20/2009	D	Indefinite	$35,533,859

240 Results

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