Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

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Displaying 131-140 out of 240 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	BA Hedge Fund Direct -- Clough Investment Partners I	1536649	01/02/2013	D/A	Indefinite	$37,200,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Mesirow Equity Opportunity Fund III, L.P.	1503312	10/12/2012	D/A	Indefinite	$37,194,324
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Mesirow Equity Opportunity Fund III, L.P.	1503312	10/15/2013	D/A	Indefinite	$37,194,324
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	BlackRock Appreciation Fund IV (ERISA), Ltd.	1478205	12/17/2010	D/A	Indefinite	$37,000,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Carlson Double Black Diamond Participation Fund Ltd.	1529883	01/08/2014	D/A	Indefinite	$36,966,047
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Carlyle Buyout VII Access Fund (Offshore), L.P.	1741459	07/05/2018	D	Indefinite	$36,900,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	AQR DELTA TOTAL RETURN FUND LP	1459599	10/19/2016	D/A	Indefinite	$36,682,773
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Walton Street VII Realty Trust	1594027	02/18/2014	D	$36,670,000	$36,670,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	GSO Credit Alpha Annex Fund (Offshore) L.P.	1678876	07/07/2016	D	Indefinite	$36,637,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	BLACKROCK EQUITY LONG/SHORT FUND	1421074	03/16/2009	D/A	Indefinite	$36,585,602