Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

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Displaying 121-130 out of 240 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Israel Mid-Market Buyout L.P.	1652603	09/08/2015	D	Indefinite	$37,575,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	PINNACLE WEST CAPITAL CORP	764622	07/29/2020	D/A	Indefinite	$37,575,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Sirios Access Ltd.	1529896	04/01/2016	D/A	Indefinite	$37,491,368
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Sirios Access Ltd.	1529896	04/03/2017	D/A	Indefinite	$37,491,368
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Sirios Access Ltd.	1529896	04/03/2018	D/A	Indefinite	$37,491,368
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Global Macro Opportunities Fund Ltd.	1515350	11/08/2013	D/A	Indefinite	$37,401,160
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Carlyle U.S. Equity Opportunity II Access Fund (Offshore), L.P.	1650093	08/05/2015	D	Indefinite	$37,320,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	DCIC Capital Fund 2 Limited Partnership	1662015	12/30/2015	D	Indefinite	$37,300,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Sirios Access Ltd.	1529896	09/15/2015	D/A	Indefinite	$37,291,368
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Bridgewater All Weather II AFS Access Fund LLC	1932959	06/08/2022	D	Indefinite	$37,287,000