Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

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Displaying 111-120 out of 240 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	BlackStone Alternatives Solution 2014 Trust (Tax Exempt)	1617857	08/28/2014	D	Indefinite	$38,183,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Sterling Stamos Endowment (Offshore) - Philanthropic Fund, Ltd.	1409026	02/27/2012	D/A	Indefinite	$38,045,865
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Sterling Stamos Endowment (Offshore) - Philanthropic Fund, Ltd.	1409026	02/27/2013	D/A	Indefinite	$38,045,865
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Sterling Stamos Endowment (Offshore) - Philanthropic Fund, Ltd.	1409026	02/27/2014	D/A	Indefinite	$38,045,865
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Ortus Currency FuturesAccess LLC	1535147	01/18/2013	D/A	Indefinite	$38,010,751
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	OZOIF IRA Access Ltd.	1515332	04/12/2012	D/A	Indefinite	$38,005,105
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Mesirow Equity Opportunity Fund III, L.P.	1503312	10/15/2014	D/A	Indefinite	$37,994,324
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	GLG European Long-Short Fund LP	1551784	06/13/2013	D/A	Indefinite	$37,979,775
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	MKP Opportunity Participation Fund LLC	1569076	02/12/2016	D/A	Indefinite	$37,817,075
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Sterling Stamos Security (Offshore) Fund -Select, Ltd.	1362292	02/25/2010	D/A	Indefinite	$37,795,453