Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Search by Recipient Name or Primary Issuer:

Displaying 981-990 out of 1,218 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Paulson Advantage Access II Ltd.	1466805	06/28/2012	D/A	Indefinite	$150,750,633
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	IRONWOOD CAPITAL PARTNERS LP	1120213	09/14/2011	D/A	Indefinite	$150,724,686
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Sterling Stamos Concentrated Value (Offshore) Fund, Ltd.	1413793	02/25/2010	D/A	Indefinite	$150,325,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Paulson Recovery Participation Fund II LLC	1486291	03/14/2014	D/A	Indefinite	$150,260,476
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	BlueMountain Long/Short Equity Fund L.P.	1547902	07/14/2017	D/A	Indefinite	$150,124,645
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Bank of New York Mellon CORP	1390777	10/05/2011	D/A	$5,000,000,000	$150,000,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	PERMAL INVESTMENT PARTNERS, L.P.	1232116	03/16/2015	D/A	Indefinite	$149,854,104
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Brevan Howard Multi-Strategy Participation Fund LLC	1535475	04/06/2021	D/A	Indefinite	$149,802,755
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Global Macro Opportunities Fund LLC	1515335	03/11/2014	D/A	Indefinite	$149,194,362
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	BlackRock Appreciation Fund IV (ERISA), Ltd.	1478205	12/08/2011	D/A	Indefinite	$149,000,000